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JPMorgan Chase released from OCC order over trading surveillance gaps

Primul articol: 16 apr. 2026, 20:05 | Ultima actualizare: 16 apr. 2026, 20:05 | 1 sursa | 1 articol
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JPMorgan Chase has been released from an OCC order concerning deficiencies in its trading surveillance systems. The original order stemmed from concerns that the bank's monitoring capabilities were insufficient to detect and prevent potential market manipulation or other illicit activities. The release indicates that the OCC is satisfied with the improvements JPMorgan Chase has made to its surveillance program.

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JPMorgan Released From OCC Order Over Trading Surveillance Gaps Foto: Bloomberg
Bloomberg English Katanga Johnson 16 apr. 2026, 20:05 (acum 2 ore)

JPMorgan Released From OCC Order Over Trading Surveillance Gaps

JPMorgan Chase & Co. was released from a two-year enforcement action by US regulators who had accused the biggest US bank of failing to properly monitor conduct of its employees and clients.

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